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What is FCA compliance?
FCA compliance means meeting the Financial Conduct Authority requirements for handling client data, record keeping, and governance.
Definition
FCA-regulated firms must maintain robust controls for client information, including secure document handling, access controls, and evidence for audits. Non-compliance can lead to fines and remediation.
Why it matters
Financial advisors and brokers must prove they protect client data and follow documented processes.
How Docustody helps
Docustody provides secure vaults, time-bound retention, and audit-ready reporting aligned with FCA expectations.